Regulatory Law:

Regulatory Law

Chair of Regulatory Law Committee

Margaret Chamberlain, Travers Smith
margaret.chamberlain@traverssmith.co.uk

30/06/10 - Response to FSA CP10/9 - Enhancing the Client Assets Sourcebook
28/06/10 - Response to FSA CP10/11 Implementing Aspects of the Financial Services Act 2010
16/06/10 - Joint CLLS and Law Society response to FSA Consultation Paper CP10/10 Chapter 10: Proposed Changes to the Controllers Regime in the Supervision Manual
24/03/10 - Response to HMT Consultation "Establishing Resolution Arrangements for Investment Banks"
19/03/10 - Response to FSA Consultation Paper 09/31 "Retail Distribution Review: Professionalism, Corporate Pensions and Applicability of RDR to pure protection advice"
15/02/10 - Response to HMT Consultation on Mortgage Regulation
20/01/10 - Response to "An EU Framework for Cross-Border Crisis Management in the Banking Sector"
14/01/10 - Submission to the House of Commons Public Bill Committee on the Financial Services Bill 2009-10
14/12/09 - Response to CESR Consultation Paper "Understanding the Definition of Financial Advice Under MiFID"
11/12/09 - Covering letter regarding response to HM Treasury's Review of the Money Laundering Regulations 2007
11/12/09 - Response to HM Treasury's Review of the Money Laundering Regulations 2007
23/11/09 - Response to the consultation on amendments to the Tribunal Procedure (Upper Tribunal) Rules 2008 to accommodate the transfer of the Financial Services and Markets Tribunal to the Upper Tribunal
16/11/09 - Comments on the legislative framework for the regulation of alternative finance investment bonds (sukuk)
02/11/09 - Response to FSA CP09/19 - Enforcement Financial Penalties
02/11/09 - Response to FSA CP09/21 - Transparency as a Regulatory Tool and Publication of Complaints Data
12/10/09 - Response to the Walker Review - Shareholder engagement and change in control requirements under the EU Acquisitions Directive
21/09/09 - Response to the EU Commission's Consultation Paper on the UCITS Depositary Function
20/07/09 - Alternative Investment Fund Managers Directive - Further Comments
06/07/09 - Comments on Alternative Investment Fund Managers Directive
22/06/09 - Response to FSA Discussion Paper DP09/2 on the Global Banking Crisis

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Minutes

10/03/09 - Minutes of Meeting held in February 2009